James
Regehr
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
James Regehr is a financial advisor based in Charlotte, North Carolina, working with Merrill Lynch, Pierce, Fenner & Smith Inc. James has previously held positions at The Vanguard Group, Inc, Regehr Lawn Care LLC, Wells Fargo Clearing Services LLC, Wells Fargo Clearing Associates LLC, Ally Invest Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc, and Bank Of America, N.A. James has passed the Series 65 and Series 63 regulatory exams and is registered to provide services in North Carolina and Texas. Currently, James is part of Merrill Lynch, Pierce, Fenner & Smith Inc, which operates out of Charlotte, North Carolina. The firm has 3,542 offices and 34,934 employees. The firm manages assets totaling $1.3 trillion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Merrill Lynch, Pierce, Fenner & Smith Inc includes asset-based, fixed, and commission-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,271,593,679,276
34,934
2,911,578
$436,737
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
James Regehr Work History
Merrill Lynch, Pierce, Fenner & Smith Inc
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
Ally Invest Securities LLC
Wells Fargo Clearing Associates LLC
Wells Fargo Clearing Services LLC
Regehr Lawn Care LLC
The Vanguard Group, Inc
Disclosures
Please visit the SEC profile of James Regehr to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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