James
Regehr

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#1373574
Investment Advisor
in Charlotte, NC

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About this Advisor

James Regehr is a financial advisor based in Charlotte, North Carolina, working with Merrill Lynch, Pierce, Fenner & Smith Inc. James has previously held positions at The Vanguard Group, Inc, Regehr Lawn Care LLC, Wells Fargo Clearing Services LLC, Wells Fargo Clearing Associates LLC, Ally Invest Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc, and Bank Of America, N.A. James has passed the Series 65 and Series 63 regulatory exams and is registered to provide services in North Carolina and Texas. Currently, James is part of Merrill Lynch, Pierce, Fenner & Smith Inc, which operates out of Charlotte, North Carolina. The firm has 3,542 offices and 34,934 employees. The firm manages assets totaling $1.3 trillion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Merrill Lynch, Pierce, Fenner & Smith Inc includes asset-based, fixed, and commission-based fees.

Certifications and Registrations

Series 65, Series 63

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

620 S Tryon St Consumer Investments Client Services
Charlotte, NC 28255

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,271,593,679,276

NC Average: $7,464,549,021
Total Number of Employees

34,934

NC Average: 88
Total Number of Accounts

2,911,578

NC Average: 3,892
Average Account Size

$436,737

NC Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

James Regehr Work History

2023 - Present (1 year)

Merrill Lynch, Pierce, Fenner & Smith Inc

2022 - 2022 (< 1 year)

Merrill Lynch, Pierce, Fenner & Smith Inc

2022 - 2023 (1 year)

Bank Of America, N.A

2021 - 2022 (1 year)

Ally Invest Securities LLC

2020 - 2020 (< 1 year)

Wells Fargo Clearing Associates LLC

2019 - 2020 (1 year)

Wells Fargo Clearing Services LLC

2015 - 2015 (< 1 year)

Regehr Lawn Care LLC

2004 - 2016 (12 years)

The Vanguard Group, Inc

Disclosures

Please visit the SEC profile of James Regehr to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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Emily Grace
Washington, DC
Jose Escobar
Houston, TX
David Shams
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Yanni Chan
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