Joseph
Brooks

Northwestern Mutual Investment Services, LLC

CRD#2664035
Investment Advisor
in Charlotte, NC
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About this Advisor

Joseph Brooks is a certified financial planner in Charlotte, North Carolina. Currently a registered investment advisor with Northwestern Mutual Investment Services, LLC, they have accumulated 15 years of practice as a registered investment advisor. Brooks holds Series 63 and Series 66 licenses, which certify them as a securities broker. Brooks is registered to operate based out of North Carolina. Their career trajectory has included roles at Northwestern Mutual Investment Services LLC, Nfp, John Garwood, Robert Dayton and Executive Financial. Northwestern Mutual Investment Services, LLC is headquartered in Charlotte, North Carolina. As an advisor firm, Northwestern Mutual Investment Services, LLC retains more than 1,672 people. None of the firm's clients are considered high-net-worth individuals, who are defined as investors who have more than $1 million in investable assets. Northwestern Mutual Investment Services, LLC offers selection of other advisers and other services. The firm may charge clients fixed and other fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

15 years

Services Offered

Other

Fee Structure

Fixed Fees, Others

Disclosures

No

Office Location

6235 Morrison Blvd
Charlotte, NC 28211

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Northwestern Mutual Investment Services, LLC Brokerage Details

Total Number of Employees

1,597

NC Average: 43

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Investment Advisory Services

  • Other

Joseph Brooks Work History

Joseph has 15 years of experience.

2018 - Present (1 years)

Northwestern Mutual Investment Services LLC

2018 - Present (1 years)

John Garwood

2018 - Present (1 years)

Robert Dayton

2008 - 2018 (10 years)

Nfp

2003 - 2008 (5 years)

Executive Financial

Disclosures

Joseph Brooks has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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