Luke
Thalman
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Luke Thalman is a financial advisor based in Charlotte, North Carolina, working with Merrill Lynch, Pierce, Fenner & Smith Inc. Luke has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, Kiawah Island Golf Resort, University Of Alabama, Charlotte Country Club, Merrill Lynch, Quick Foxes, and Myers Park High School. Luke has passed the Series 66 regulatory exam and is registered to provide services in North Carolina, Texas, and Virginia. Currently, Luke is part of Merrill Lynch, Pierce, Fenner & Smith Inc, which operates out of Charlotte, North Carolina. The firm has 3,542 offices and 34,934 employees. The firm manages assets totaling $1.3 trillion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Merrill Lynch, Pierce, Fenner & Smith Inc includes asset-based, fixed, and commission-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,271,593,679,276
34,934
2,911,578
$436,737
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Luke Thalman Work History
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
Kiawah Island Golf Resort
Merrill Lynch
Charlotte Country Club
Quick Foxes
University Of Alabama
Charlotte Country Club
Myers Park High School
Disclosures
Please visit the SEC profile of Luke Thalman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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