Murat
Kaptanoglu

Independent Advisor Alliance, LLC

CRD#2682240
Investment Advisor
in Raleigh, NC
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About this Advisor

Murat Kaptanoglu is a certified financial planner who is based in Raleigh, North Carolina. Currently an investment advisor at Independent Advisor Alliance, LLC, Kaptanoglu has 13 years of professional experience in the financial advisory industry. Kaptanoglu maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative. Kaptanoglu can act as an advisor based out of North Carolina. Their career trajectory has included roles at Independent Advisor Alliance, LLC, Ameriprise Financial Services, Inc and Lpl Financial LLC. Independent Advisor Alliance, LLC is based out of Raleigh, North Carolina, and operates out of 87 additional brick-and-mortar locations in the United States. As a company, Independent Advisor Alliance, LLC oversees $3 billion in assets across 15,183 client accounts and employs more than 107 people. The amount of assets the firm manages makes it one of the largest investment advisory firms in the nation. The firm manages 15,094 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. None of the firm's 15,183 clients are considered high-net-worth individuals, who are defined as investors who have greater than $1 million in capital. Independent Advisor Alliance, LLC can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

1121 Situs Court Suite 300
Raleigh, NC 27606

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Independent Advisor Alliance, LLC Brokerage Details

Total Assets Under Management

$4,731,036,610

NC Average: $3,625,019,099
Total Number of Employees

175

NC Average: 22
Total Number of Accounts

24,157

NC Average: 1,917
Average Account Size

$195,845

NC Average: $1,890,985

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Murat Kaptanoglu Work History

Murat has 13 years of experience.

2017 - Present (2 years)

Independent Advisor Alliance, LLC

2017 - Present (2 years)

Lpl Financial LLC

2005 - 2017 (12 years)

Ameriprise Financial Services, Inc

Disclosures

Murat Kaptanoglu has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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