Nicholas
Murphy

Rbc Capital Markets, LLC

CRD#4557550
Investment Advisor
in Raleigh, NC
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About this Advisor

Nicholas Murphy is a certified financial planner located in Raleigh, North Carolina. Currently an advisor at Rbc Capital Markets, LLC, they have accrued 14 years of practice in the financial advisory industry. Murphy maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative. Murphy is registered to work with investors in North Carolina and Texas. Their career trajectory has included roles at Strayer University and Rbc Capital Markets Corporation. Rbc Capital Markets, LLC is located in Raleigh, North Carolina, and operates out of 254 additional locations in the nation. As a company, Rbc Capital Markets, LLC manages $106 billion in assets throughout 254,944 accounts and retains more than 7,115 people. The level of assets currently under the firm's management places it among the largest financial advisory firms in the country. The firm manages 158,606 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 6% of the investment firm's customers are high-net-worth individuals, meaning they have more than $1 million in assets. Rbc Capital Markets, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

4208 Six Forks Road Suite 1208
Raleigh, NC 27609-5755

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Rbc Capital Markets, LLC Brokerage Details

Total Assets Under Management

$118,733,499,150

NC Average: $7,464,549,021
Total Number of Employees

7,576

NC Average: 88
Total Number of Accounts

293,129

NC Average: 3,892
Average Account Size

$405,055

NC Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Nicholas Murphy Work History

Nicholas has 14 years of experience.

2008 - Present (11 years)

Rbc Capital Markets Corporation

2004 - Present (15 years)

Strayer University

Disclosures

Nicholas Murphy has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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