Nicholas
Nielsen

Independent Advisor Alliance, LLC

CRD#5155596
Investment Advisor
in Charlotte, NC
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About this Advisor

Nicholas Nielsen is a certified financial planner operating out of Charlotte, North Carolina, who has 10 years of experience as a financial advisor. Nielsen is on the advisory team at Independent Advisor Alliance, LLC. Over the course of their career, Nielsen has held roles at National City Bank, Natcity Investments, Inc, Pnc Investments, Pnc Bank, Suntrust Investment Services, Inc, Independent Advisor Alliance, LLC, Suntrust Advisory Services and Lpl Financial, LLC. Nielsen holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can operate in North Carolina, Texas and South Carolina. Independent Advisor Alliance, LLC is an advisory firm that has its headquarters in Charlotte, North Carolina. The company has offices in 87 locations and a total of 107 financial advisors. It handles $3 billion in assets across its 15,183 client accounts, making it one of the biggest financial advisory firms in the nation by assets under management. The firm provides financial advice to 35 charitable organizations. The business has a broad array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Financial advisory fee schedules largely vary depending on the type of financial services offered. Fee types billed by Independent Advisor Alliance, LLC may include some blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

11325 N. Community House Road Suite 635
Charlotte, NC 28277

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Independent Advisor Alliance, LLC Brokerage Details

Total Assets Under Management

$3,103,083,445

NC Average: $3,625,019,099
Total Number of Employees

107

NC Average: 22
Total Number of Accounts

15,183

NC Average: 1,917
Average Account Size

$204,379

NC Average: $1,890,985

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Nicholas Nielsen Work History

Nicholas has 10 years of experience.

2017 - Present (2 years)

Independent Advisor Alliance, LLC

2017 - Present (2 years)

Lpl Financial, LLC

2016 - 2017 (1 years)

Suntrust Advisory Services

2013 - 2017 (4 years)

Suntrust Investment Services, Inc

2012 - 2013 (1 years)

Pnc Investments

2009 - 2012 (3 years)

Pnc Investments

2009 - 2012 (3 years)

Pnc Bank

2008 - 2009 (1 years)

National City Bank

2008 - 2009 (1 years)

Natcity Investments, Inc

Disclosures

Nicholas Nielsen has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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