Philip
Lee

Independent Advisor Alliance, LLC

CRD#4697146
Investment Advisor
in Charlotte, NC

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About this Advisor

Philip Lee is a financial advisor based in Charlotte, North Carolina, working with Independent Advisor Alliance, LLC. Philip has previously held positions at Wells Fargo Advisors LLC, Lpl Financial LLC, and Independent Advisor Alliance. Philip has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Louisiana, North Carolina, South Carolina, Texas, and Virginia. Currently, Philip is part of Independent Advisor Alliance, LLC, which operates out of Charlotte, North Carolina. The firm has 132 offices and 230 employees. The firm manages assets totaling $12.8 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, and educational seminars. The fee structure at Independent Advisor Alliance, LLC includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 63, Series 66, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

3530 Toringdon Way Suite 108
Charlotte, NC 28277

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Independent Advisor Alliance, LLC Brokerage Details

Total Assets Under Management

$12,826,908,245

NC Average: $3,625,019,099
Total Number of Employees

230

NC Average: 22
Total Number of Accounts

52,309

NC Average: 1,917
Average Account Size

$245,214

NC Average: $1,890,985

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Philip Lee Work History

2016 - Present (9 years)

Lpl Financial LLC

2016 - Present (9 years)

Independent Advisor Alliance

2009 - 2016 (7 years)

Wells Fargo Advisors LLC

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Disclosures

Please visit the SEC profile of Philip Lee to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Independent Advisor Alliance, LLC

Nicholas Arcand
Chesapeake, VA
Jane Reichard
Reston, VA
Nicholas Wendt
Richfield, WI
Peter Metcalf
South Portland, ME
Ernest Ross
Charlotte, NC
Kevin Steffen
Vero Beach, FL
Charles White
Roanoke, VA
William Mc Keithan
Southport, NC

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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