Philip
Lee

Independent Advisor Alliance, LLC

CRD#4697146
Investment Advisor
in Charlotte, NC
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About this Advisor

Philip Lee is a certified financial planner working out of Charlotte, North Carolina, who has 13 years of experience as a financial advisor. Lee is currently employed by Independent Advisor Alliance, LLC. Throughout their career, Lee has worked at Wachovia Securities, L.L.C, Wells Fargo Advisors LLC, Lpl Financial LLC and Independent Advisor Alliance. Lee holds Series 63 and Series 66 licenses, qualifying them as a securities agent, and can serve investors in Louisiana, South Carolina, North Carolina and Texas. Independent Advisor Alliance, LLC is an advisory firm headquartered in Charlotte, North Carolina. The company has offices in 87 locations and a total of 107 financial advisors. It manages $3 billion in assets under management across its 15,183 client accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm advises 35 charitable organizations. Independent Advisor Alliance, LLC performs a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. A financial advisor's fees vary depending on which services are offered. Fees charged by Independent Advisor Alliance, LLC likely consist of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

3530 Toringdon Way Suite 108
Charlotte, NC 28277

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Independent Advisor Alliance, LLC Brokerage Details

Total Assets Under Management

$3,103,083,445

NC Average: $3,625,019,099
Total Number of Employees

107

NC Average: 22
Total Number of Accounts

15,183

NC Average: 1,917
Average Account Size

$204,379

NC Average: $1,890,985

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Philip Lee Work History

Philip has 13 years of experience.

2016 - Present (3 years)

Lpl Financial LLC

2016 - Present (3 years)

Independent Advisor Alliance

2009 - 2016 (7 years)

Wells Fargo Advisors LLC

2005 - 2009 (4 years)

Wachovia Securities, L.L.C

Disclosures

Philip Lee has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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