Richard
Fallin
Independent Advisor Alliance, LLC
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About this Advisor
Richard Fallin is a financial advisor who works in Charlotte, North Carolina with 7 years of relevant experience. Fallin works at Independent Advisor Alliance, LLC. Throughout their career, they have worked at Wells Fargo Advisors LLC, Independent Advisor Alliance, Hewitt Financial Services and Lpl Financial, LLC. Fallin maintains Series 63 and Series 66 licenses, designating them as a securities representative, and is approved to work in North Carolina. Independent Advisor Alliance, LLC is a registered investment firm operating out of Charlotte, NC. It has offices in 132 locations and a total of 227 advisors. It oversees $10 billion in total assets among its 47,432 client accounts, placing it among the biggest firms in the United States by assets under management. The firm advises 91 charities and foundations. Of its 47,432 customer accounts, 28% are associated with high-net-worth clients who have greater than $1 million in investable assets. The company performs a diverse range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Financial management fees typically depend on the type of services offered. Fee types charged by Independent Advisor Alliance, LLC most likely include some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Independent Advisor Alliance, LLC Brokerage Details
$10,095,700,130
227
47,432
$212,846
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Richard Fallin Work History
Richard has been registered as a financial advisor for 7 years.*
Independent Advisor Alliance
Lpl Financial, LLC
Hewitt Financial Services
Wells Fargo Advisors LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Richard Fallin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Independent Advisor Alliance, LLC
Rock Hill, SC
El Dorado, AR
Irmo, SC
Springfield, MO
Little Rock, AR
Rock Hill, SC
Cary, NC
Charlotte, NC
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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