Sammy
Santacruz

Ally Invest Advisors

CRD#6250974
Investment Advisor
in Charlotte, NC

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About this Advisor

Sammy Santacruz is a financial advisor operating in Charlotte, North Carolina, with a total of 2 years of relevant experience. Santacruz works at Ally Invest Advisors. During their career, the advisor has held roles at Efg Capital International, Carnival, Florida International University, Citigroup, Ally Invest Securities LLC, Ally Invest Advisors and Morgan Stanley. Santacruz maintains Series 63 and Series 66 licenses, designating them as a securities broker, and is able to serve investors in Florida. Ally Invest Advisors is a financial advisory firm that has its headquarters in Charlotte, NC. It has offices in three locations and a total of 14 employees. It controls $987 million in assets under management across its 80,983 client accounts, making it one of the bigger investment advisory firms in the nation by assets under management. The company has a set of services, such as financial planning services and portfolio management for individuals and small businesses. Financial advisory fees typically vary depending on which services the firm provides the client. Fees billed by Ally Invest Advisors typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets

Office Location

601 S. Tryon Street Suite 100
Charlotte, NC 28202

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Ally Invest Advisors Brokerage Details

Total Assets Under Management

$986,653,558

NC Average: $3,625,019,099
Total Number of Employees

14

NC Average: 22
Total Number of Accounts

80,983

NC Average: 1,917
Average Account Size

$12,183

NC Average: $1,890,985

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Sammy Santacruz Work History

Sammy has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Ally Invest Securities LLC

2021 - Present (3 years)

Ally Invest Advisors

2019 - 2021 (2 years)

Morgan Stanley

2014 - 2014 (< 1 year)

Florida International University

2014 - 2019 (5 years)

Citigroup

2013 - 2014 (1 year)

Efg Capital International

2013 - 2013 (< 1 year)

Carnival

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Sammy Santacruz to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Ally Invest Advisors

Shane Robertson
Charlotte, NC
Robert Mcadams
Charlotte, NC
Zachary Gibson
Charlotte, NC
Zoey Dangol
Winter Garden, FL
Derek Petrella
Charlotte, NC
Elizabeth Freedlund
Calabasas, CA
Sammy Santacruz
Charlotte, NC
Daniel Storment
Charlotte, NC

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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