Stephanie
Williams
Tradewinds, LLC
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About this Advisor
Stephanie Williams is a certified financial planner working in Raleigh, North Carolina with 1 year of industry experience. Williams is on the advisory team at Tradewinds, LLC. Throughout their career, Williams has worked at Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC and Tradewinds, LLC. Williams holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to work in North Carolina. Tradewinds, LLC is a registered investment company that has its headquarters in Raleigh, NC. The firm has a total of seven employees. It oversees $243 million in total assets across its 884 customer accounts, placing it among the mid-sized investment advisory firms in the nation by assets under management. Of its 884 customer accounts, 39% are associated with high-net-worth investors who have greater than $1 million in investable assets. The firm offers a set of services, including portfolio management for individuals and small businesses and portfolio management for institutional clients. Fees charged by financial advisors typically vary depending on which service is offered. However, fees billed by Tradewinds, LLC typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Tradewinds, LLC Brokerage Details
$242,512,893
7
884
$274,336
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
Stephanie Williams Work History
Stephanie has been registered as a financial advisor for 1 years.*
Tradewinds, LLC
Wells Fargo Clearing Services, LLC
Wells Fargo Advisors LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Stephanie Williams to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Tradewinds, LLC
Raleigh, NC
Raleigh, NC
Raleigh, NC
Raleigh, NC
Raleigh, NC
Raleigh, NC
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
