Stephen
Ratcliffe
Providence Capital Advisors, LLC
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About this Advisor
Stephen Ratcliffe is a certified financial planner and chartered financial consultant who works in Charlotte, North Carolina with a total of 7 years of industry experience. Ratcliffe is an advisor for Providence Capital Advisors, LLC. Ratcliffe has gained experience at Northwestern Mutual Investment Services, LLC, Northwestern Mutual Wealth Management Company, Providence Capital Advisors, LLC and Northwestern Mutual Life Insurance Company. Ratcliffe has Series 63 and Series 66 licenses, certifying them as a securities agent, and is registered to operate in North Carolina. Providence Capital Advisors, LLC is a company headquartered in Charlotte, NC. It controls $623 million in total assets between its 2,041 customer accounts, making it one of the larger investment advisory firms in the United States by assets under management. Of its 2,041 customer accounts, 51% belong to high-net-worth clients who have more than $1 million in assets available to invest. The business provides a set of services, including financial planning services, portfolio management for individuals and small businesses and pension consulting services. Fees charged by financial advisors usually are based on the services. Fee types billed by Providence Capital Advisors, LLC can include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Providence Capital Advisors, LLC Brokerage Details
$623,366,617
14
2,041
$305,422
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Stephen Ratcliffe Work History
Stephen has been registered as a financial advisor for 7 years.*
Providence Capital Advisors, LLC
Northwestern Mutual Wealth Management Company
Northwestern Mutual Investment Services, LLC
Northwestern Mutual Investment Services, LLC
Northwestern Mutual Life Insurance Company
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Stephen Ratcliffe to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Providence Capital Advisors, LLC
Charlotte, NC
Charlotte, NC
Charlotte, NC
Charlotte, NC
Charlotte, NC
Charlotte, NC
Charlotte, NC
Charlotte, NC
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
