Steven
Gallo

Independent Advisor Alliance, LLC

CRD#4138397
Investment Advisor
in Clemmons, NC

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About this Advisor

Steven Gallo is a financial advisor based in Clemmons, North Carolina with 8 years of industry experience. Gallo is currently employed by Independent Advisor Alliance, LLC. Their career trajectory has included roles at Wells Fargo Advisors Financial Network LLC, Independent Advisor Alliance, LLC and Lpl Financial LLC. Gallo maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to operate in Louisiana and North Carolina. Independent Advisor Alliance, LLC is a financial advisory firm based in Charlotte, NC. It has offices in 132 locations and a total of 227 people on staff. It manages $10 billion in total assets across its 47,432 customer accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm advises 91 charities and foundations. Of its 47,432 customer accounts, 28% are associated with high-net-worth clients who have greater than $1 million in assets. The business offers a diverse assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Fees charged by financial advisors typically depend on the financial services. However, fees billed by Independent Advisor Alliance, LLC most likely include any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

8 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

2625 Neudorf Road Suite 400
Clemmons, NC 27012

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Independent Advisor Alliance, LLC Brokerage Details

Total Assets Under Management

$10,095,700,130

NC Average: $3,625,019,099
Total Number of Employees

227

NC Average: 22
Total Number of Accounts

47,432

NC Average: 1,917
Average Account Size

$212,846

NC Average: $1,890,985

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Steven Gallo Work History

Steven has been registered as a financial advisor for 8 years.*

2015 - Present (9 years)

Independent Advisor Alliance, LLC

2015 - Present (9 years)

Lpl Financial LLC

2010 - 2015 (5 years)

Wells Fargo Advisors Financial Network LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Steven Gallo to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Independent Advisor Alliance, LLC

Alexander Lewis
Irmo, SC
Timothy Sallee
Springfield, MO
Wesley Burrell
Springfield, MO
David Bolick
Salisbury, NC
Mona Khairi
Little Rock, AR
John Black
Rock Hill, SC
Allison Grier
Rock Hill, SC
William Addison
Columbia, SC

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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