Thomas
Rose
Bragg Financial Advisors Inc
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About this Advisor
Thomas Rose is a certified financial planner and chartered financial analyst who works out of Charlotte, North Carolina who has 3 years of industry experience. Rose is on the advisory team at Bragg Financial Advisors Inc. They have spent the entirety of their employment at Bragg Financial Advisors Inc. Rose holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can operate in North Carolina. Bragg Financial Advisors Inc is a financial advisory company that has its headquarters in Charlotte, NC. It manages $3 billion in total assets among its 1,496 accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm serves 35 charitable organizations. Of its 1,496 client accounts, 36% are associated with high-net-worth individuals who have at least $1 million in investable assets. Bragg Financial Advisors Inc has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial management usually vary depending on which services the firm provides the client. However, fee types billed by Bragg Financial Advisors Inc can be comprised of some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Bragg Financial Advisors Inc Brokerage Details
$2,798,665,776
31
1,496
$1,870,766
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Thomas Rose Work History
Thomas has been registered as a financial advisor for 3 years.*
Bragg Financial Advisors, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Thomas Rose to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Bragg Financial Advisors Inc
Charlotte, NC
Charlotte, NC
Charlotte, NC
Charlotte, NC
Charlotte, NC
Charlotte, NC
Charlotte, NC
Charlotte, NC
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
