Justin
Brooks

Stifel, Nicolaus & Company, Inc

CRD#5674510
Investment Advisor
in Grand Forks, ND

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About this Advisor

Justin Brooks is a financial advisor based in Grand Forks, North Dakota, working with Stifel, Nicolaus & Company, Inc. Justin has previously held positions at Thrivent Investment Management Inc, Thrivent Financial For Lutherans, Frandsen Bank & Trust, and Stifel. Justin has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in North Dakota. Currently, Justin is part of Stifel, Nicolaus & Company, Inc, which operates out of Grand Forks, North Dakota. The firm has 460 offices and 6,534 employees. The firm manages assets totaling $149.2 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Stifel, Nicolaus & Company, Inc includes asset-based, fixed, and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

3751 South Columbia Road, Building A P O B 14376, 58208-9902
Grand Forks, ND 58201

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$149,248,936,163

ND Average: $11,469,110,461
Total Number of Employees

6,534

ND Average: 458
Total Number of Accounts

348,524

ND Average: 33,415
Average Account Size

$428,231

ND Average: $343,232

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Justin Brooks Work History

2021 - Present (3 years)

Stifel

2015 - 2021 (6 years)

Frandsen Bank & Trust

2013 - 2015 (2 years)

Thrivent Investment Management Inc

2013 - 2015 (2 years)

Thrivent Financial For Lutherans

Disclosures

Please visit the SEC profile of Justin Brooks to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Jennifer Cockman
Greensboro, NC
Anitra Kalagian
Newport Beach, CA
John-Erik Anderson
Bellevue, WA
Michael Stiuso
Garden City, NY
John Simmons
Auburn, AL
Richard Niederhaus
Morristown, NJ
Francine Frechter
Garden City, NY

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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