Adam
Higgins

Stifel, Nicolaus & Company, Inc

CRD#6523519
Investment Advisor
in Cincinnati, OH

Answer a few questions and
get matched with an advisor.

Find an Advisor

or call us now at 1-888-467-5419

About this Advisor

Adam Higgins is a financial advisor based in Cincinnati, Ohio, who has 10 years in the industry. Higgins is on the advisory team at Stifel, Nicolaus & Company, Inc. Their career trajectory has included roles at Fidelity Brokerage Services LLC, Us Bank and Stifel Nicolaus & Co Inc. Higgins holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can work in Ohio. Stifel, Nicolaus & Company, Inc is an advisory business that has its headquarters in Cincinnati, Ohio. The firm has offices in 434 locations and a total of 6,384 employees. It controls $149 billion in total assets between its 316,625 accounts, making it one of the biggest financial advisory firms in the nation by assets under management. The firm advises 1,274 charitable organizations. Of its 316,625 client accounts, 27% are held by high-net-worth individuals who have greater than $1 million in assets. The company offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors usually vary depending on which services the firm provides the client. However, fee types billed by Stifel, Nicolaus & Company, Inc may include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

9999 Carver Road
Cincinnati, OH 45242

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$148,561,390,277

OH Average: $11,469,110,461
Total Number of Employees

6,384

OH Average: 458
Total Number of Accounts

316,625

OH Average: 33,415
Average Account Size

$469,203

OH Average: $343,232

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Adam Higgins Work History

Adam has 10 years of experience.

2019 - Present (3 years)

Stifel Nicolaus & Co Inc

2014 - 2019 (5 years)

Fidelity Brokerage Services LLC

2012 - 2014 (2 years)

Us Bank

Disclosures

Adam Higgins has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Benjamin Hammes
Overland Park, KS
Marc Parson
Festus, MO
Michael Landau
Ketchum, ID
Thomas Lane
Frederick, MD
Lawrence Brown
Audubon, NJ
Michael Beck
Saint Louis, MO
Lori Nurge
Ketchum, ID

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started