Derek
Dalton
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Derek Dalton is a financial advisor based out of Canton, Ohio. Dalton is an advisor for Merrill Lynch, Pierce, Fenner & Smith Inc. Their career trajectory has included roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Kent State University, Swensons Drive Ins, Tj Maxx and Tallmadge City Schools. Dalton holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to serve investors in Ohio and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory business based in New York, NY. It has offices in 3,372 locations and a total of 36,687 financial advisors. It oversees $1 trillion in assets among its 2,864,234 client accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm advises 4,459 charities and foundations. Of its 2,864,234 accounts, 23% are associated with high-net-worth clients who have more than $1 million in investable assets. The firm offers a number of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. A financial advisor's fee schedules largely are based on the type of financial services provided. However, fees billed by Merrill Lynch, Pierce, Fenner & Smith Inc can be comprised of some blend of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,093,689,238,206
36,687
2,864,234
$381,844
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Derek Dalton Work History
Derek has been registered as a financial advisor for 0 years.*
Merrill Lynch, Pierce, Fenner & Smith Inc
Kent State University
Swensons Drive Ins
Tj Maxx
Tallmadge City Schools
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Derek Dalton to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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