James
Parker
Sws Partners, LLC
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About this Advisor
James Parker is a financial advisor who works out of Columbus, Ohio with a total of 6 years of relevant experience. Parker is an employee of Sws Partners, LLC. During their career, Parker has held roles at American Express Financial Advisors, Ids Life Insurance Company and Sws Partners, LLC. Parker holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to operate in Ohio and Texas. Sws Partners, LLC is a company that has its headquarters in Columbus, OH. It has $313 million in assets under management across its 571 customer accounts, placing it among the mid-sized investment advisory firms in the country by assets under management. Of its 571 customer accounts, 42% belong to high-net-worth clients who have greater than $1 million in assets available to invest. The advisory firm has a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles and other services. Fees for financial advice vary depending on which services the firm provides the client. Fees billed by Sws Partners, LLC can be comprised of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Sws Partners, LLC Brokerage Details
$312,517,514
5
571
$547,316
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Other
James Parker Work History
James has been registered as a financial advisor for 6 years.*
Sws Partners, LLC
American Express Financial Advisors
American Express Financial Advisors
Ids Life Insurance Company
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Parker to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Sws Partners, LLC
Columbus, OH
Columbus, OH
Columbus, OH
Columbus, OH
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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