Kathleen
Brown

Stifel, Nicolaus & Company, Inc

CRD#1244143
Investment Advisor
in Canfield, OH

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About this Advisor

Kathleen Brown is a financial advisor working in Canfield, Ohio with 6 years of industry experience. Brown is on the advisory team at Stifel, Nicolaus & Company, Inc. Over the course of their career, Brown has held roles at Stifel Nicolaus & Co., Inc and Farmers Trust Company. Brown holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to operate in Ohio. Stifel, Nicolaus & Company, Inc is an advisory company based out of Saint Louis, MO. It has offices in 459 locations and a total of 6,729 financial advisors. It oversees $133 billion in total assets between its 334,814 accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm advises 1,312 charities and foundations. Of its 334,814 customer accounts, 24% belong to high-net-worth clients who have greater than $1 million in assets. Stifel, Nicolaus & Company, Inc performs a diverse assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees usually depend on the type of financial services. Fees charged by Stifel, Nicolaus & Company, Inc most likely include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

3685 Stutz Drive-Suite 201
Canfield, OH 44406

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$132,550,931,898

OH Average: $11,469,110,461
Total Number of Employees

6,729

OH Average: 458
Total Number of Accounts

334,814

OH Average: 33,415
Average Account Size

$395,894

OH Average: $343,232

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Kathleen Brown Work History

Kathleen has been registered as a financial advisor for 6 years.*

2016 - Present (8 years)

Stifel Nicolaus & Co. , Inc

1995 - 2016 (21 years)

Farmers Trust Company

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Kathleen Brown to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Eric Estelle
Saint Louis, MO
Mark Schreder
Baltimore, MD
Margaret Mcmanis
Palm Beach Gardens, FL
Peter Birdwell
San Francisco, CA
Richard Borish
Palm Desert, CA
Chelsea Woods
New York, NY
William Oehmig
Chattanooga, TN

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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