Kathleen
Mueller
Regal Investment Advisors LLC
Answer a few questions and
get matched with an advisor.
About this Advisor
Kathleen Mueller is a financial advisor based out of Independence, Ohio who has 2 years of industry experience. Mueller is an employee of Regal Investment Advisors LLC. The advisor has gained experience at Ubs Financial Services, Inc, The Club At Key Center, Workplace Impact, Caregiver For Terminally Ill Parents, Aramark Sports & Entertainment Services, The Union Club, Cuyahoga Community College and Baird. Mueller maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to serve investors in Ohio. Regal Investment Advisors LLC is a firm headquartered in Grand Rapids, MI. The company has offices in 75 locations and a total of 112 employees. It controls $2 billion in assets across its 11,768 customer accounts, making it one of the largest firms in the United States by assets under management. The firm advises five charitable organizations. Of its 11,768 client accounts, just 5% belong to high-net-worth investors who have at least $1 million in investable assets. The business performs a broad range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fee schedules largely depend on which services the firm provides the client. However, fee types billed by Regal Investment Advisors LLC can be comprised of some blend of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Regal Investment Advisors LLC Brokerage Details
$2,042,753,790
112
11,768
$173,585
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Kathleen Mueller Work History
Kathleen has been registered as a financial advisor for 2 years.*
Baird
Ubs Financial Services, Inc
The Club At Key Center
Workplace Impact
The Union Club
Cuyahoga Community College
Caregiver For Terminally Ill Parents
Aramark Sports & Entertainment Services
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Kathleen Mueller to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Regal Investment Advisors LLC
Grand Rapids, MI
Grand Rapids, MI
Grand Rapids, MI
Bellevue, WA
Grand Rapids, MI
Monroe, MI
Grand Rapids, MI
Grand Rapids, MI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
