Mark
Broderick

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#2084031
Investment Advisor
in Cincinnati, OH

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About this Advisor

Mark Broderick is a financial advisor working in Cincinnati, Ohio who has 19 years of relevant experience. Broderick is an employee of Merrill Lynch, Pierce, Fenner & Smith Inc. The advisor has gained experience at Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Broderick has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to work in Ohio and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a company based out of New York, NY. The firm has offices in 3,372 locations and a total of 36,687 financial advisors. It administers $1 trillion in assets under management across its 2,864,234 client accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm advises 4,459 charitable organizations. Of its 2,864,234 customer accounts, 23% are held by high-net-worth individuals who have at least $1 million in assets. The advisory firm performs a wide assortment of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fees typically depend on which services are offered. Fee types charged by Merrill Lynch, Pierce, Fenner & Smith Inc likely consist of some blend of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

19 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

5905 E Galbraith Rd
Cincinnati, OH 45236

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

OH Average: $7,464,549,021
Total Number of Employees

36,687

OH Average: 88
Total Number of Accounts

2,864,234

OH Average: 3,892
Average Account Size

$381,844

OH Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Mark Broderick Work History

Mark has been registered as a financial advisor for 19 years.*

2009 - Present (15 years)

Bank Of America, N.A

1995 - Present (29 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Mark Broderick to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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