Nicholaus
Warner
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Nicholaus Warner is a financial advisor based in Columbus, Ohio, working with Merrill Lynch, Pierce, Fenner & Smith Inc. Nicholaus has previously held positions at The Vanguard Group, Inc, Enterprise Holdings, Lobo Village, Builder Window Fashions, University Of New Mexico, Morgan Stanley, Morgan Stanley Private Bank, N.A, Wells Fargo Advisors Financial Network, LLC, Raymond James Financial Services, Raymond James Financial Services Advisors, Prevender Financial Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Inc, Builders Marketing Resources, American Campus Communities, Acequia Investment Group, and Bank Of America, N.A. Nicholaus has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Ohio and Texas. Currently, Nicholaus is part of Merrill Lynch, Pierce, Fenner & Smith Inc, which operates out of Columbus, Ohio. The firm has 3,542 offices and 34,934 employees. The firm manages assets totaling $1.3 trillion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Merrill Lynch, Pierce, Fenner & Smith Inc includes asset-based, fixed, and commission-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,271,593,679,276
34,934
2,911,578
$436,737
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Nicholaus Warner Work History
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
Raymond James Financial Services
Raymond James Financial Services Advisors
Prevender Financial Services, LLC
Wells Fargo Advisors Financial Network, LLC
Acequia Investment Group
Morgan Stanley
Morgan Stanley Private Bank, N.A
The Vanguard Group, Inc
Enterprise Holdings
American Campus Communities
Lobo Village
Builder Window Fashions
University Of New Mexico
Builders Marketing Resources
Disclosures
Please visit the SEC profile of Nicholaus Warner to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc
Scottsdale, AZ
Chicago, IL
Vienna, VA
Annapolis, MD
Washington, DC
Houston, TX
Denver, CO
Ontario, CA
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