Roy
Mcguffin
Kapstone Financial Advisors LLC
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About this Advisor
Roy Mcguffin is a financial advisor based out of Dayton, Ohio with a total of 1 year of relevant experience. Mcguffin works at Kapstone Financial Advisors LLC. Throughout their career, they have worked at Ameriprise Financial Services, Inc, Financial Services International Corp, United Advisors Services, LLC, National Securities Corporation, National Asset Management and Kapstone Financial Advisors. Mcguffin has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in Ohio. Kapstone Financial Advisors LLC is a company operating out of Dayton, OH. The company has just four people on staff. It handles $183 million in assets under management across its 890 customer accounts, making it one of the mid-sized firms in the United States by assets under management. Of its 890 customer accounts, just 9% are associated with high-net-worth clients who have at least $1 million in assets. The advisory firm provides a few services, including financial planning services and portfolio management for individuals and small businesses. Financial advisory fee schedules depend on which services the firm provides the client. However, fees billed by Kapstone Financial Advisors LLC typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Kapstone Financial Advisors LLC Brokerage Details
$182,607,186
4
890
$205,177
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
Roy Mcguffin Work History
Roy has been registered as a financial advisor for 1 years.*
Kapstone Financial Advisors
National Securities Corporation
National Asset Management
Financial Services International Corp
United Advisors Services, LLC
Ameriprise Financial Services, Inc
Ameriprise Financial Services, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Roy Mcguffin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Kapstone Financial Advisors LLC
Dayton, OH
Dayton, OH
Dayton, OH
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