Stephen
Duganieri

Transamerica Retirement Advisors, LLC

CRD#5364880
Investment Advisor
in Riverview, FL

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About this Advisor

Stephen Duganieri is a financial advisor working in Riverview, Florida, who has 1 year of industry experience. Duganieri currently works for Transamerica Retirement Advisors, LLC. Throughout their career, they have worked at Massachusetts Mutual Life Insurance Company, Mml Distributors, LLC, Nationwide Investment Services Corp, Transamerica Investors Securities Corporation and Transamerica Life Insurance Company. Duganieri holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can operate in Florida. Transamerica Retirement Advisors, LLC is an advisory firm that has its headquarters in Saint Paul, MN. The investment advisory business has offices in 20 locations and a total of 311 employees. It manages $10 billion in total assets across its 147,144 customer accounts, making it one of the largest investment advisory firms in the United States by assets under management. Transamerica Retirement Advisors, LLC provides a number of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and educational seminars. A financial advisor's fees largely depend on the type of services provided. However, fees billed by Transamerica Retirement Advisors, LLC likely include asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

1 year

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

Riverview, FL

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Transamerica Retirement Advisors, LLC Brokerage Details

Total Assets Under Management

$10,354,682,076

FL Average: $5,289,111,388
Total Number of Employees

311

FL Average: 157
Total Number of Accounts

147,144

FL Average: 8,262
Average Account Size

$70,371

FL Average: $640,173

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Educational seminars/workshops

Stephen Duganieri Work History

Stephen has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Transamerica Investors Securities Corporation

2022 - Present (2 years)

Transamerica Life Insurance Company

2018 - 2022 (4 years)

Nationwide Investment Services Corp

2013 - 2018 (5 years)

Massachusetts Mutual Life Insurance Company

2013 - 2018 (5 years)

Mml Distributors, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Stephen Duganieri to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Transamerica Retirement Advisors, LLC

Jonathan Velez
Saint Petersburg, FL
Duncan Campbell
Round Rock, TX
Jasmine Gregg
Lewisville, TX
Brett Weston
Palm Coast, FL
Jesus Osorio Martinez
Woodstock, GA
Elisabeth Henderson
Saint Petersburg, FL
Andrew Rizk
San Diego, CA
Steven Beller
Macomb, MI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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