Carolyn
Pentland
Spectrum Strategic Capital Management, LLC
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About this Advisor
Carolyn Pentland is a financial advisor based in Corvallis, Oregon with 8 years of industry experience. Pentland currently works for Spectrum Strategic Capital Management, LLC. The advisor has gained experience at Lpl Financial and Spectrum Strategic Capital Management, LLC. Pentland holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to operate in Oregon. Spectrum Strategic Capital Management, LLC is a financial advisory firm based in Corvallis, OR. The firm has a total of six people on staff. It handles $184 million in assets between its 723 customer accounts, making it one of the mid-sized financial advisory firms in the country by assets under management. Of its 723 accounts, 23% are associated with high-net-worth individuals who have greater than $1 million in assets available to invest. The advisory firm has a diverse range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees charged by financial advisors largely are based on which services the firm provides the client. Fee types billed by Spectrum Strategic Capital Management, LLC likely are comprised of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Spectrum Strategic Capital Management, LLC Brokerage Details
$184,201,686
6
723
$254,774
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Carolyn Pentland Work History
Carolyn has been registered as a financial advisor for 8 years.*
Spectrum Strategic Capital Management, LLC
Spectrum Strategic Capital Management, LLC
Lpl Financial
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Carolyn Pentland to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Spectrum Strategic Capital Management, LLC
Corvallis, OR
Corvallis, OR
Corvallis, OR
Corvallis, OR
Corvallis, OR
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