Craig
Smith

Financial Advocates Investment Management

CRD#5324542
Investment Advisor
in Portland, OR
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About this Advisor

Craig Smith is a certified financial planner and chartered financial consultant based out of Portland, Oregon, who has 11 years of professional experience. Smith is on the advisory team at Financial Advocates Investment Management. Throughout their career, they have worked at Mml Investors Services Inc, Massmutual Life Insurance Company, Lpl Financial LLC, Oregon Trail Financial Services, Inc, Von Borstel & Associates, Inc and Financial Advocates Investment Management. Smith maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to advise clients in Oregon and Texas. Financial Advocates Investment Management is an advisory business headquartered in Portland, Oregon. It has offices in 80 locations and a total of 172 employees. It has $4 billion in assets under management between its 19,410 client accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm serves 15 charities and foundations. Of its 19,410 client accounts, 19% are held by high-net-worth investors who have greater than $1 million in assets. Financial Advocates Investment Management performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and pension consulting services. A financial advisor's fees vary depending on the services offered. However, fee types billed by Financial Advocates Investment Management likely consist of some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66, Certified Financial Planner, Chartered Financial Consultant

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

9955 Se Washington Suite 105
Portland, OR 97216

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Financial Advocates Investment Management Brokerage Details

Total Assets Under Management

$2,834,883,974

OR Average: $3,566,627,242
Total Number of Employees

151

OR Average: 46
Total Number of Accounts

18,308

OR Average: 1,499
Average Account Size

$154,844

OR Average: $2,379,338

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services

Craig Smith Work History

Craig has 11 years of experience.

2017 - Present (2 years)

Financial Advocates Investment Management

2009 - Present (10 years)

Lpl Financial LLC

2014 - 2017 (3 years)

Von Borstel & Associates, Inc

2009 - 2014 (5 years)

Oregon Trail Financial Services, Inc

2007 - 2009 (2 years)

Mml Investors Services Inc

2007 - 2009 (2 years)

Massmutual Life Insurance Company

Disclosures

Craig Smith has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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