James
Flad

Smb Financial Services, Inc

CRD#4497980
Investment Advisor
in Portland, OR

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About this Advisor

James Flad is a financial advisor based in Portland, Oregon, working with Smb Financial Services, Inc. James has previously held positions at Smb Financial Services, Inc and James W Flad, Cpa, Pc. James has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Oregon. Currently, James is part of Smb Financial Services, Inc, which operates out of Portland, Oregon. The firm has 7 employees and manages assets totaling $138.0 million. The firm serves high-net-worth clients and offers services including financial planning services, portfolio management for individuals and small businesses, pension consulting services, and educational seminars. The fee structure at Smb Financial Services, Inc includes asset-based and hourly fees.

Certifications and Registrations

Series 63, Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges

Office Location

11535 Sw 67Th Ave
Portland, OR 97223

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Smb Financial Services, Inc Brokerage Details

Total Assets Under Management

$138,032,713

OR Average: $1,120,203,312
Total Number of Employees

7

OR Average: 50
Total Number of Accounts

768

OR Average: 1,309
Average Account Size

$179,730

OR Average: $855,770

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops

James Flad Work History

2011 - Present (14 years)

Smb Financial Services, Inc

1974 - Present (51 years)

James W Flad, Cpa, Pc

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of James Flad to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Smb Financial Services, Inc

Jeremiah Forrister
Portland, OR
Lindsey Cason
Portland, OR
Thomas Peekema
Portland, OR
Timothy Porter
Portland, OR
Bruce Porter
Portland, OR
Rian Flad
Portland, OR
James Flad
Portland, OR

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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