Philip
Sherman

Cwm, LLC

CRD#6300809
Investment Advisor
in Portland, OR
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About this Advisor

Philip Sherman is a certified financial planner whose office is in Portland, Oregon. Currently a registered financial advisor at Cwm, LLC, they have gathered 11 years of professional experience in the financial advisory industry. Sherman maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative. Sherman can work with investors in Oregon. During their career, Sherman has held roles at University Of Illinois Champaign-Urbana, Jones & Roth Financial Services, LLC, Oregon Community Credit Union, Boltini Bar & Lounge, Green Purpose LLC, Winco Foods, Box 'N Go, 1St Global Capital Corp and 1St Global Advisors Inc. Cwm, LLC is headquartered in Portland, Oregon, and operates out of 76 additional locations throughout the United States. In aggregate, Cwm, LLC manages $5 billion in assets throughout 24,247 client accounts and retains more than 343 people. The amount of assets the firm manages makes it one of the biggest firms in the country. The firm manages 24,212 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 6% of the advisory firm's clients are high-net-worth individuals, meaning they have over $1 million in assets. Cwm, LLC offers financial planning services, portfolio management for individuals and small businesses, selection of other advisers and other services. The firm's fees may include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

10200 Sw Greenburg Rd Ste 340
Portland, OR 97223

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Cwm, LLC Brokerage Details

Total Assets Under Management

$7,502,978,872

OR Average: $1,978,216,465
Total Number of Employees

309

OR Average: 226
Total Number of Accounts

41,219

OR Average: 7,467
Average Account Size

$182,027

OR Average: $264,928

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Other

Philip Sherman Work History

Philip has 11 years of experience.

2018 - Present (1 year)

Cwm, LLC

2018 - Present (1 year)

Cetera Advisor Networks

2017 - 2018 (1 year)

Lpl Financial, LLC

2016 - 2017 (1 year)

South Carolina Federal Credit Union

2016 - 2016 (< 1 year)

Kms Financial Services, Inc

2016 - 2017 (1 year)

Cuso Financial Services, Lp

2015 - 2016 (1 year)

Wiora Retirement Strategies

2014 - 2015 (1 year)

Jones & Roth Financial Services, LLC

2014 - 2015 (1 year)

1St Global Capital Corp

2014 - 2015 (1 year)

1St Global Advisors Inc

2013 - 2014 (1 year)

Oregon Community Credit Union

2012 - 2012 (< 1 year)

Boltini Bar & Lounge

2012 - 2012 (< 1 year)

Green Purpose LLC

2010 - 2012 (2 years)

University Of Illinois Champaign-Urbana

2010 - 2010 (< 1 year)

Winco Foods

2008 - 2009 (1 year)

University Of Illinois Champaign-Urbana

2007 - 2008 (1 year)

Box 'N Go

Disclosures

Philip Sherman has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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