Fsc Securities Corporation

Investment Advisor
in Portland, OR
Are you Robert Caldwell? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Robert Caldwell is a certified financial planner and chartered financial consultant working in Portland, Oregon, who has been in the industry for 11 years. Caldwell works at Fsc Securities Corporation. Their career trajectory has included roles at Toyota Motor Sales Usa, Edward Jones, Ford'S Filling Station, Prostaff Unlimited, Bld Restaurant, Wells Fargo Advisors, LLC, Fsc Securities Corp, Lpl Financial, LLC, Massmutual Life Insurance Company and Mml Investors Services, LLC. Caldwell maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can work in Arizona, California, Oregon, Washington, Texas, Arkansas, Nevada and South Carolina. Fsc Securities Corporation is an advisory firm based out of Portland, Oregon. The investment advisory business has offices in 466 locations and a total of 1,740 advisors. It administers $8 billion in assets between its 34,655 customer accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm advises 74 charitable organizations. Of its 34,655 customer accounts, just 14% are held by high-net-worth investors who have more than $1 million in assets available to invest. Fsc Securities Corporation performs a wide range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees typically vary depending on the type of services. Fee types billed by Fsc Securities Corporation most likely are comprised of any blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner, Chartered Financial Consultant

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions



Office Location

555 Se 99Th Ave Suite 103A
Portland, OR 97216

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Fsc Securities Corporation Brokerage Details

Total Assets Under Management


OR Average: $3,570,121,308
Total Number of Employees


OR Average: 58
Total Number of Accounts


OR Average: 1,608
Average Account Size


OR Average: $2,220,225

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Robert Caldwell Work History

Robert has 11 years of experience.

2018 - Present (1 year)

Fsc Securities Corp

2016 - 2018 (2 years)

Lpl Financial, LLC

2016 - 2016 (< 1 year)

Massmutual Life Insurance Company

2016 - 2016 (< 1 year)

Mml Investors Services, LLC

2015 - 2016 (1 year)

Wells Fargo Advisors, LLC

2012 - 2015 (3 years)

Edward Jones

2012 - 2012 (< 1 year)

Prostaff Unlimited

2011 - 2011 (< 1 year)

Toyota Motor Sales Usa

2009 - 2012 (3 years)

Ford'S Filling Station

2007 - 2009 (2 years)

Bld Restaurant


Robert Caldwell has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started