Robert
Caldwell

Fsc Securities Corporation

CRD#6117463
Investment Advisor
in Portland, OR
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About this Advisor

Robert Caldwell is a certified financial planner and chartered financial consultant working in Portland, Oregon, who has been in the industry for 11 years. Caldwell works at Fsc Securities Corporation. Their career trajectory has included roles at Toyota Motor Sales Usa, Edward Jones, Ford'S Filling Station, Prostaff Unlimited, Bld Restaurant, Wells Fargo Advisors, LLC, Fsc Securities Corp, Lpl Financial, LLC, Massmutual Life Insurance Company and Mml Investors Services, LLC. Caldwell maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can work in Arizona, California, Oregon, Washington, Texas, Arkansas, Nevada and South Carolina. Fsc Securities Corporation is an advisory firm based out of Portland, Oregon. The investment advisory business has offices in 466 locations and a total of 1,740 advisors. It administers $8 billion in assets between its 34,655 customer accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm advises 74 charitable organizations. Of its 34,655 customer accounts, just 14% are held by high-net-worth investors who have more than $1 million in assets available to invest. Fsc Securities Corporation performs a wide range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees typically vary depending on the type of services. Fee types billed by Fsc Securities Corporation most likely are comprised of any blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner, Chartered Financial Consultant

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

555 Se 99Th Ave Suite 103A
Portland, OR 97216

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Fsc Securities Corporation Brokerage Details

Total Assets Under Management

$8,223,701,222

OR Average: $3,570,121,308
Total Number of Employees

1,602

OR Average: 58
Total Number of Accounts

38,866

OR Average: 1,608
Average Account Size

$211,591

OR Average: $2,220,225

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Robert Caldwell Work History

Robert has 11 years of experience.

2018 - Present (1 year)

Fsc Securities Corp

2016 - 2018 (2 years)

Lpl Financial, LLC

2016 - 2016 (< 1 year)

Massmutual Life Insurance Company

2016 - 2016 (< 1 year)

Mml Investors Services, LLC

2015 - 2016 (1 year)

Wells Fargo Advisors, LLC

2012 - 2015 (3 years)

Edward Jones

2012 - 2012 (< 1 year)

Prostaff Unlimited

2011 - 2011 (< 1 year)

Toyota Motor Sales Usa

2009 - 2012 (3 years)

Ford'S Filling Station

2007 - 2009 (2 years)

Bld Restaurant

Disclosures

Robert Caldwell has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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