Spencer
Bateman
Equity Services, Inc
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About this Advisor
Spencer Bateman is a certified financial planner working out of Portland, Oregon with a total of 1 year of industry experience. Bateman currently works for Equity Services, Inc. Their career trajectory has included roles at Fidelity Brokerage Services LLC, Bateman Larkin Cpa, United States Commercial Service, Byu Independent Study, Brigham Young University, Vivint Smarthome, Church Of Jesus Christ Of Latter Day Saints, University Of Utah, Equity Services Inc and National Life Group. Bateman maintains Series 63 and Series 66 licenses, qualifying them as a securities representative, and can advise clients in Oregon. Equity Services, Inc is a financial advisory company based out of Montpelier, VT. The company has offices in 220 locations and a total of 440 people on staff. It has $2 billion in assets under management across its 11,317 customer accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm provides financial advisory services to five charitable organizations. Of its 11,317 accounts, 23% are associated with high-net-worth investors who have at least $1 million in assets. Equity Services, Inc has a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors are based on the type of services provided. Fees billed by Equity Services, Inc most likely are comprised of some combination of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Equity Services, Inc Brokerage Details
$1,866,892,398
440
11,317
$164,964
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Spencer Bateman Work History
Spencer has been registered as a financial advisor for 1 years.*
Equity Services Inc
National Life Group
Fidelity Brokerage Services LLC
Bateman Larkin Cpa
United States Commercial Service
Byu Independent Study
Brigham Young University
Vivint Smarthome
Brigham Young University
Church Of Jesus Christ Of Latter Day Saints
University Of Utah
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Spencer Bateman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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