William
Baldwin

Srm Advisors

CRD#1837248
Investment Advisor
in Portland, OR
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About this Advisor

William Baldwin is an advisor whose office is in Portland, Oregon. Currently a registered advisor with Srm Advisors, they have accrued 16 years of experience in the financial advisory industry. Baldwin maintains Series 63 and Series 65 licenses, designating the advisor as both a securities agent and an investment advisor representative. Baldwin is registered to operate based out of Oregon. Their career trajectory has included roles at Fsc Securities Corporation, Advantage Capital Corporation, Cambridge Investment Research, Inc and Srm Advisors. Srm Advisors is headquartered in Portland, Oregon. As an advisor firm, Srm Advisors oversees $135 million in assets throughout 412 client accounts and retains five staff members. The level of assets currently under the firm's management makes it one of the mid-sized firms in the United States. The firm manages 408 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 12% of the advisor firm's clients are high-net-worth individuals, meaning they have more than $1 million in assets. Srm Advisors provides financial planning services, portfolio management for individuals and small businesses, pension consulting services and educational seminars. The firm may charge clients asset-based fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years of Experience

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Educational seminars/workshops

Fee Structure

Percentage of Assets

Disclosures

No

Office Location

6600 Sw 92Nd Avenue Suite 201
Portland, OR 97223

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Srm Advisors Brokerage Details

Total Assets Under Management

$124,671,430

OR Average: $1,120,203,312
Total Number of Employees

6

OR Average: 50
Total Number of Accounts

397

OR Average: 1,309
Average Account Size

$314,034

OR Average: $855,770

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops

William Baldwin Work History

William has 16 years of experience.

2011 - Present (8 years)

Cambridge Investment Research, Inc

2011 - Present (8 years)

Srm Advisors

2009 - 2011 (2 years)

Fsc Securities Corporation

2002 - 2009 (7 years)

Advantage Capital Corporation

Disclosures

William Baldwin has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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