William
Hermann
Securities America Advisors, Inc
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About this Advisor
William Hermann is a chartered financial consultant operating in La Grande, Oregon with 3 years of industry experience. Hermann is on the advisory team at Securities America Advisors, Inc. During their career, Hermann has held roles at Kms Financial Services, Inc, Securities America, Inc and Securities America Advisors, Inc. Hermann holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to work in Oregon. Securities America Advisors, Inc is an advisory company headquartered in La Vista, NE. The company has offices in 1,469 locations and a total of 3,748 advisors. It has $38 billion in assets under management among its 200,228 client accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm serves five charitable organizations. Of its 200,228 customer accounts, just 5% are held by high-net-worth investors who have greater than $1 million in investable assets. The advisory firm has a broad array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advisory services typically are based on which services the firm provides the client. However, fee types billed by Securities America Advisors, Inc likely are comprised of some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Securities America Advisors, Inc Brokerage Details
$38,163,842,160
3,748
200,228
$190,602
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
William Hermann Work History
William has been registered as a financial advisor for 3 years.*
Securities America, Inc
Securities America Advisors, Inc
Kms Financial Services, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of William Hermann to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Securities America Advisors, Inc
Kimberly, WI
East Hartford, CT
Burlingame, CA
Midvale, UT
Omaha, NE
Fresno, CA
La Vista, NE
Costa Mesa, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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