William
Hermann

Securities America Advisors, Inc

CRD#243901
Investment Advisor
in La Grande, OR

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About this Advisor

William Hermann is a chartered financial consultant operating in La Grande, Oregon with 3 years of industry experience. Hermann is on the advisory team at Securities America Advisors, Inc. During their career, Hermann has held roles at Kms Financial Services, Inc, Securities America, Inc and Securities America Advisors, Inc. Hermann holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to work in Oregon. Securities America Advisors, Inc is an advisory company headquartered in La Vista, NE. The company has offices in 1,469 locations and a total of 3,748 advisors. It has $38 billion in assets under management among its 200,228 client accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm serves five charitable organizations. Of its 200,228 customer accounts, just 5% are held by high-net-worth investors who have greater than $1 million in investable assets. The advisory firm has a broad array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advisory services typically are based on which services the firm provides the client. However, fee types billed by Securities America Advisors, Inc likely are comprised of some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

107 Elm Street
La Grande, OR 97850

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Securities America Advisors, Inc Brokerage Details

Total Assets Under Management

$38,163,842,160

OR Average: $1,978,216,465
Total Number of Employees

3,748

OR Average: 226
Total Number of Accounts

200,228

OR Average: 7,467
Average Account Size

$190,602

OR Average: $264,928

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

William Hermann Work History

William has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Securities America, Inc

2020 - Present (4 years)

Securities America Advisors, Inc

2008 - 2020 (12 years)

Kms Financial Services, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of William Hermann to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Securities America Advisors, Inc

Brandon Warman
Kimberly, WI
Edward Debay
East Hartford, CT
Andi Yao
Burlingame, CA
Derek Bohne
Midvale, UT
John Weekly
Omaha, NE
Seth Wilson
Fresno, CA
Erinn Ford
La Vista, NE
Richard Dutrisac
Costa Mesa, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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