Ahmiel
Baum

Ubs Financial Services Inc

CRD#703998
Investment Advisor
in Pittsburgh, PA
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About this Advisor

Ahmiel Baum is a certified financial planner who lives in Pittsburgh, Pennsylvania. Currently a registered financial advisor with Ubs Financial Services Inc, they have accrued a notable 41 years of work experience. Baum has Series 63 and Series 65 licenses, which designate them as both a securities agent and an investment advisor representative. Baum is registered to work with customers based out of Florida, Texas and Pennsylvania. Baum has gained experience at Ubs Financial Services Inc, Paine Webber Inc and Shearson Lehman Bros. Ubs Financial Services Inc is headquartered in Pittsburgh, Pennsylvania, and operates out of 369 other brick-and-mortar locations in the country. Overall, Ubs Financial Services Inc oversees $496 billion in assets across 922,927 accounts and retains more than 13,402 people. The level of assets currently under the firm's management places it among the largest financial advisory firms in the nation. The firm manages 453,419 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 52% of the advisory firm's customers are high-net-worth individuals, meaning they have greater than $1 million in assets. Ubs Financial Services Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

41 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

Yes

Office Location

Bny Mellon Center 500 Grant Street, 46Th Floor
Pittsburgh, PA 15219

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

PA Average: $10,121,009,343
Total Number of Employees

13,335

PA Average: 92
Total Number of Accounts

957,738

PA Average: 6,978
Average Account Size

$517,923

PA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Ahmiel Baum Work History

Ahmiel has 41 years of experience.

2010 - Present (9 years)

Ubs Financial Services Inc

1979 - Present (40 years)

Shearson Lehman Bros

1977 - Present (42 years)

Paine Webber Inc

1993 - 2010 (17 years)

Ubs Financial Services Inc

Disclosures

Ahmiel Baum has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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