Christie
Smith

Stifel, Nicolaus & Company, Inc

CRD#1042279
Investment Advisor
in York, PA

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About this Advisor

Christie Smith is a certified financial planner working in York, Pennsylvania who has 16 years of industry experience. Smith works at Stifel, Nicolaus & Company, Inc. They have worked at Stifel, Nicolaus & Company, Inc for their complete career. Smith maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to advise clients in Pennsylvania and Texas. Stifel, Nicolaus & Company, Inc is an advisory firm that has its headquarters in Saint Louis, MO. The firm has offices in 459 locations and a total of 6,729 employees. It oversees $133 billion in assets across its 334,814 customer accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm serves 1,312 charities and foundations. Of its 334,814 client accounts, 24% are held by high-net-worth clients who have at least $1 million in assets. Stifel, Nicolaus & Company, Inc offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors largely are based on which services the firm provides the client. Fee types billed by Stifel, Nicolaus & Company, Inc most likely include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years Registered*

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

235 St. Charles Way Suite 100
York, PA 17402

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$132,550,931,898

PA Average: $11,469,110,461
Total Number of Employees

6,729

PA Average: 458
Total Number of Accounts

334,814

PA Average: 33,415
Average Account Size

$395,894

PA Average: $343,232

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Christie Smith Work History

Christie has been registered as a financial advisor for 16 years.*

2007 - Present (17 years)

Stifel, Nicolaus & Company, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Christie Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Margaret Mcmanis
Palm Beach Gardens, FL
Robert Lipinski
Chicago, IL
Stephen Lestmann
Saint Louis, MO
Alan Beatty
Jefferson City, MO
Rodney Naylor
Glenwood Springs, CO
William Oehmig
Chattanooga, TN
Richard Borish
Palm Desert, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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