Gary
Shumate

Saxony Capital Management, LLC

CRD#4520199
Investment Advisor
in Downingtown, PA

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About this Advisor

Gary Shumate is a financial advisor based in Downingtown, Pennsylvania, working with Saxony Capital Management, LLC. Gary has previously held positions at Saxony Securities and Saxony Capital Management. Gary has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Pennsylvania. Currently, Gary is part of Saxony Capital Management, LLC, which operates out of Downingtown, Pennsylvania. The firm has 19 offices and 6 employees. The firm manages assets totaling $239.3 million and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, and selection of other advisers. The fee structure at Saxony Capital Management, LLC includes asset-based, hourly, fixed, and other fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

Downingtown, PA

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Saxony Capital Management, LLC Brokerage Details

Total Assets Under Management

$239,289,634

PA Average: $11,469,110,461
Total Number of Employees

6

PA Average: 458
Total Number of Accounts

1,192

PA Average: 33,415
Average Account Size

$200,746

PA Average: $343,232

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Gary Shumate Work History

2013 - Present (11 years)

Saxony Securities

2013 - Present (11 years)

Saxony Capital Management

Disclosures

Please visit the SEC profile of Gary Shumate to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Saxony Capital Management, LLC

Marguerite Sansone
Saint Louis, MO
Jonathan Ewanio
Saint Louis, MO
Gary Shumate
Downingtown, PA
Brent Derossett
Branson, MO
Daniel Schmitz
Hamilton, OH
Jason Pueschel
Hebron, CT
Jarad Mitchell
Saint Louis, MO
Zachary Taylor
Newport Beach, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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