Gary
Shumate
Saxony Capital Management, LLC
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About this Advisor
Gary Shumate is a financial advisor operating in Downingtown, Pennsylvania who has 10 years of relevant experience. Shumate works at Saxony Capital Management, LLC. Their career trajectory has included roles at Morgan Stanley Smith Barney, Saxony Securities and Saxony Capital Management. Shumate has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to serve investors in Pennsylvania. Saxony Capital Management, LLC is an advisory business based in Saint Louis, MO. The firm has offices in 22 locations and a total of seven employees. It administers $163 million in total assets among its 540 accounts, placing it among the mid-sized investment advisory firms in the country by assets under management. The firm advises one charities and foundations. Of its 540 accounts, just 11% are held by high-net-worth clients who have at least $1 million in investable assets. Saxony Capital Management, LLC performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Financial advisory fees are based on which services the firm provides the client. However, fee types charged by Saxony Capital Management, LLC likely include asset-based, hourly, fixed, performance-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Saxony Capital Management, LLC Brokerage Details
$163,089,052
7
540
$302,017
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Gary Shumate Work History
Gary has been registered as a financial advisor for 10 years.*
Saxony Securities
Saxony Capital Management
Morgan Stanley Smith Barney
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Gary Shumate to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Saxony Capital Management, LLC
Chesterfield, MO
Hamilton, OH
Suttons Bay, MI
Saint Louis, MO
Saint Louis, MO
Saint Louis, MO
Hebron, CT
Saint Louis, MO
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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