Stifel, Nicolaus & Company, Inc
About this Advisor
Gloria Mondschein is a financial advisor based in Center Valley, Pennsylvania, who has been in the industry for 10 years. Mondschein currently works for Stifel, Nicolaus & Company, Inc. Their career trajectory has included roles at Morgan Stanley Smith Barney and Stifel Nicolaus & Co Inc. Mondschein has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to serve investors in Pennsylvania and Texas. Stifel, Nicolaus & Company, Inc is an advisory business operating out of Center Valley, Pennsylvania. The company has offices in 431 locations and a total of 6,153 financial advisors. It has $98 billion in assets under management across its 244,516 client accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm serves 1,031 charities and foundations. Of its 244,516 customer accounts, 40% are held by high-net-worth investors who have greater than $1 million in assets. Stifel, Nicolaus & Company, Inc provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules usually are based on the type of services offered. However, fees billed by Stifel, Nicolaus & Company, Inc most likely consist of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Stifel, Nicolaus & Company, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Gloria Mondschein Work History
Gloria has 10 years of experience.
Stifel Nicolaus & Co Inc
Morgan Stanley Smith Barney
Gloria Mondschein has no disclosures.
Please visit their SEC profile for more details.
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The content in this profile was updated by SmartAsset on 08/06/2020 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact email@example.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
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