D.B. Root & Company, LLC
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About this Advisor
Richard Applegate is a certified financial planner and chartered financial consultant in Pittsburgh, Pennsylvania. Currently an investment advisor at D.B. Root & Company, LLC, Applegate has 16 years of practice in the financial advisory industry. Applegate has Series 63 and Series 65 licenses, certifying the advisor as both a securities agent and an investment advisor representative. Applegate is able to advise customers in Pennsylvania. Their career trajectory has included roles at Cantor Fitzgerald Wealth Partners, Uvest Investment Services, First Commonwealth Financial Advisors, Inc, Purshe Kaplan Sterling Investments, Essex National Securities, Inc, D.B. Root & Company, LLC and R. Applegate & Associates, LLC. D.B. Root & Company, LLC is headquartered in Pittsburgh, Pennsylvania. As a company, D.B. Root & Company, LLC oversees $407 million in assets throughout 2,087 client accounts and retains 19 staff members. The amount of assets the firm manages makes it one of the larger firms in the United States. All of the firm's accounts are managed on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 5% of the advisory firm's clients are high-net-worth individuals, meaning they have more than $1 million in capital. D.B. Root & Company, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. The firm may charge clients asset-based and fixed fees.
Certifications and Registrations
Years of Experience
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D.B. Root & Company, LLC Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Richard Applegate Work History
Richard has 16 years of experience.
D.B. Root & Company, LLC
R. Applegate & Associates, LLC
Purshe Kaplan Sterling Investments
Cantor Fitzgerald Wealth Partners
Essex National Securities, Inc
Uvest Investment Services
First Commonwealth Financial Advisors, Inc
Richard Applegate has no disclosures.
Please visit their SEC profile for more details.