Shane
Brennan

Advisors Asset Management, Inc

CRD#5870870
Investment Advisor
in West Chester, PA

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About this Advisor

Shane Brennan is a financial advisor operating in West Chester, Pennsylvania, with a total of 4 years of industry experience. Brennan is an advisor for Advisors Asset Management, Inc. Throughout their career, they have worked at Hartford Investment Financial Services, LLC, Blackrock, Brennan Strategy LLC and Advisors Asset Management, Inc. Brennan has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to advise clients in Pennsylvania. Advisors Asset Management, Inc is a business headquartered in Monument, CO. It has offices in nine locations and a total of 253 financial advisors. It administers $4 billion in assets under management between its 1,634 accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm provides services to two charitable organizations. Of its 1,634 customer accounts, just 6% are held by high-net-worth clients who have at least $1 million in assets. Advisors Asset Management, Inc has a broad assortment of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients and other services. Financial management fees vary depending on the type of services provided. Fee types billed by Advisors Asset Management, Inc typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

4 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Other

Fee Structure

Percentage of Assets

Office Location

West Chester, PA

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Advisors Asset Management, Inc Brokerage Details

Total Assets Under Management

$3,740,185,737

PA Average: $2,349,664,866
Total Number of Employees

253

PA Average: 28
Total Number of Accounts

1,634

PA Average: 1,101
Average Account Size

$2,288,975

PA Average: $2,134,119

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Other

Shane Brennan Work History

Shane has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Advisors Asset Management, Inc

2014 - 2019 (5 years)

Blackrock

2013 - 2014 (1 year)

Brennan Strategy LLC

2012 - 2013 (1 year)

Hartford Investment Financial Services, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Shane Brennan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Advisors Asset Management, Inc

Brian Winkler
New York, NY
Thomas Higgins
Boca Raton, FL
Shawn Shepherd
Olathe, KS
Robert Wilkinson
Boerne, TX
Jason Willyard
Lisle, IL
Jeffrey Rosen
Dunwoody, GA
Michael Pfeiffer
Princeton, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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