Stephen
Prindle
Lombard Advisers Inc
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About this Advisor
Stephen Prindle is a financial advisor who works out of York, Pennsylvania with a total of 6 years of industry experience. Prindle currently works for Lombard Advisers Inc. The advisor has gained experience at Shenk & Tittle, Summit Brokerage Services Inc, Ifs, Lombard Securities Inc and Lombard Advisers Inc. Prindle has Series 65 and Series 63 licenses, qualifying them as both a securities agent and an investment advisor representative, and can operate in Pennsylvania. Lombard Advisers Inc is a firm based out of Baltimore, MD. It has offices in 21 locations and a total of 43 financial advisors. It manages $258 million in assets under management across its 1,067 customer accounts, making it one of the mid-sized investment advisory firms in the nation by assets under management. The firm advises nine charities and foundations. Of its 1,067 customer accounts, just 2% are associated with high-net-worth clients who have at least $1 million in assets. The advisory firm performs a set of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees charged by financial advisors largely are based on which services are offered. Fee types charged by Lombard Advisers Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lombard Advisers Inc Brokerage Details
$257,681,888
43
1,067
$241,501
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Stephen Prindle Work History
Stephen has been registered as a financial advisor for 6 years.*
Lombard Securities Inc
Lombard Advisers Inc
Ifs
Summit Brokerage Services Inc
Shenk & Tittle
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Stephen Prindle to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lombard Advisers Inc
Baltimore, MD
Hardy, VA
Newport News, VA
Carbondale, IL
Jennings, LA
Baltimore, MD
York, PA
Baltimore, MD
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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