Thomas
Fledderman

Stifel, Nicolaus & Company, Inc

CRD#5800924
Investment Advisor
in Saint Marys, PA

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About this Advisor

Thomas Fledderman is a financial advisor who works in Saint Marys, Pennsylvania with 3 years of relevant experience. Fledderman currently works for Stifel, Nicolaus & Company, Inc. During their career, the advisor has held roles at Northwest Savings Bank, Northwest Advisors, Inc, Obs Brokerage Services, Inc, Cetera Investment Services LLC and Stifel, Nicolaus & Company, Inc. Fledderman has Series 65, Series 63 and Series 66 licenses, designating them as both a securities agent and an investment advisor representative, and can advise clients in Pennsylvania. Stifel, Nicolaus & Company, Inc is an advisory company that has its headquarters in Saint Louis, MO. The investment advisory business has offices in 459 locations and a total of 6,729 people on staff. It administers $133 billion in assets between its 334,814 client accounts, making it one of the biggest firms in the United States by assets under management. The firm advises 1,312 charities and foundations. Of its 334,814 customer accounts, 24% are held by high-net-worth investors who have more than $1 million in assets available to invest. Stifel, Nicolaus & Company, Inc has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fee schedules largely vary depending on which service is offered. However, fee types charged by Stifel, Nicolaus & Company, Inc can consist of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 65, Series 63, Series 66

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

357 Brussels Street
Saint Marys, PA 15857

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$132,550,931,898

PA Average: $11,469,110,461
Total Number of Employees

6,729

PA Average: 458
Total Number of Accounts

334,814

PA Average: 33,415
Average Account Size

$395,894

PA Average: $343,232

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Thomas Fledderman Work History

Thomas has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Stifel, Nicolaus & Company, Inc

2013 - 2018 (5 years)

Cetera Investment Services LLC

2011 - 2018 (7 years)

Northwest Advisors, Inc

2010 - 2013 (3 years)

Obs Brokerage Services, Inc

1996 - 2020 (24 years)

Northwest Savings Bank

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Thomas Fledderman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Zachary Hope
Frisco, TX
Mark Schreder
Baltimore, MD
Rodney Naylor
Glenwood Springs, CO
Morgan Nix
Mobile, AL
Eric Estelle
Saint Louis, MO
Richard Borish
Palm Desert, CA
Robert Lipinski
Chicago, IL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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