Tracy
Zullo
Capital Wealth Investments
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About this Advisor
Tracy Zullo is a financial advisor working out of Scranton, Pennsylvania with a total of 3 years of relevant experience. Zullo works at Capital Wealth Investments. During their career, Zullo has held roles at Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, Purshe Kaplan Sterling Investments, Platinum Wealth Partners D/B/A Capital Wealth Advisors-Zullo Inv, Bernardo Wealth Planning D/B/A Capital Wealth Investments, Zullo Investment Group Dba Capital Wealth Investments and Mutual Securities, Inc. Zullo maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to work in Pennsylvania and Virginia. Capital Wealth Investments is a registered investment firm operating out of Scranton, PA. It has offices in two locations and just three advisors. It handles $257 million in total assets among its 1,425 customer accounts, placing it among the mid-sized investment advisory firms in the United States by assets under management. Of its 1,425 accounts, just 13% belong to high-net-worth individuals who have more than $1 million in assets. Capital Wealth Investments has a wide assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and other services. A financial advisor's fee schedules largely vary depending on which services are provided. However, fee types charged by Capital Wealth Investments likely are comprised of some combination of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Capital Wealth Investments Brokerage Details
$256,561,090
3
1,425
$180,043
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Other
Tracy Zullo Work History
Tracy has been registered as a financial advisor for 3 years.*
Zullo Investment Group Dba Capital Wealth Investments
Bernardo Wealth Planning D/B/A Capital Wealth Investments
Mutual Securities, Inc
Purshe Kaplan Sterling Investments
Platinum Wealth Partners D/B/A Capital Wealth Advisors-Zullo Inv
Wells Fargo Clearing Services, LLC
Wells Fargo Advisors LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Tracy Zullo to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Capital Wealth Investments
Scranton, PA
Scranton, PA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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