Aaron
Wade

Lighthouse Financial Management, LLC

CRD#6022436
Investment Advisor
in Westerly, RI

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About this Advisor

Aaron Wade is a certified financial planner working in Westerly, Rhode Island, who has 9 years of relevant experience. Wade works at Lighthouse Financial Management, LLC. During their career, Wade has held roles at Santa Mamba LLC, Solo Pianist and Ameriprise Financial Services Inc. Wade has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and can work in Louisiana and Rhode Island. Lighthouse Financial Management, LLC is an advisory company operating out of Westerly, RI. It handles $158 million in assets under management among its 462 client accounts, making it one of the mid-sized firms in the United States by assets under management. Of its 462 accounts, 42% belong to high-net-worth individuals who have greater than $1 million in investable assets. Lighthouse Financial Management, LLC has a few services, such as financial planning services, portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. Fees charged by financial advisors vary depending on the type of financial services provided. Fee types billed by Lighthouse Financial Management, LLC most likely include asset-based and fixed fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Years Registered*

9 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

85 Beach Street Building D
Westerly, RI 02891

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Lighthouse Financial Management, LLC Brokerage Details

Total Assets Under Management

$158,088,598

RI Average: $2,813,243,532
Total Number of Employees

3

RI Average: 18
Total Number of Accounts

462

RI Average: 609
Average Account Size

$342,183

RI Average: $4,619,448

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles

Aaron Wade Work History

Aaron has been registered as a financial advisor for 9 years.*

2007 - Present (17 years)

Solo Pianist

2012 - 2014 (2 years)

Ameriprise Financial Services Inc

2011 - 2016 (5 years)

Santa Mamba LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Aaron Wade to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lighthouse Financial Management, LLC

Maureen Poplaski
Westerly, RI
Aaron Wade
Westerly, RI
Stephen Poplaski
Westerly, RI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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