Peter
Sullivan
Arlen Capital, LLC
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About this Advisor
Peter Sullivan is a financial advisor based in Warwick, Rhode Island who has 22 years of industry experience. Sullivan is an employee of Arlen Capital, LLC. Throughout their career, they have worked at Arlen Corporation, Royal Alliance Associates, Inc, Arlen Capital, LLC and Arlen Methodology, LLC. Sullivan maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can serve investors in Louisiana, Rhode Island and Texas. Arlen Capital, LLC is a business that has its headquarters in Warwick, RI. It administers $285 million in assets among its 686 customer accounts, placing it among the mid-sized investment advisory firms in the nation by assets under management. Of its 686 client accounts, 34% belong to high-net-worth individuals who have at least $1 million in assets. The business performs a few services, including portfolio management for individuals and small businesses and selection of other advisers. Fees charged by financial advisors largely depend on the type of services offered. Fee types charged by Arlen Capital, LLC typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Arlen Capital, LLC Brokerage Details
$284,909,510
5
686
$415,320
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Peter Sullivan Work History
Peter has been registered as a financial advisor for 22 years.*
Royal Alliance Associates, Inc
Arlen Capital, LLC
Arlen Corporation
Arlen Methodology, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Peter Sullivan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Arlen Capital, LLC
Warwick, RI
Warwick, RI
Warwick, RI
Warwick, RI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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