Dow
Barton
Delta Investment Management, LLC
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About this Advisor
Dow Barton is a financial advisor who works in Greenville, South Carolina with a total of 2 years of industry experience. Barton is an advisor for Delta Investment Management, LLC. Over the course of their career, Barton has held roles at Self-Employed Insurance Agent, Windsor Medicare Extra Inc, Secure Investment Managment, LLC, J.D. Mellberg Financial, LLC, Allstate Insurance Company, Assure Source, Northstar Financial & Retirement Planning, LLC and Delta Investment Management, LLC. Barton maintains Series 65 and Series 63 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to work in South Carolina. Delta Investment Management, LLC is a financial advisory business operating out of San Francisco, CA. The investment advisory business has offices in 10 locations and a total of 24 people on staff. It oversees $532 million in assets under management between its 1,978 client accounts, placing it among the bigger financial advisory firms in the country by assets under management. Of its 1,978 customer accounts, just 9% are associated with high-net-worth investors who have at least $1 million in assets. The company performs a few services, including financial planning services and portfolio management for individuals and small businesses. Financial advisory fee schedules typically vary depending on which services the firm provides the client. Fees billed by Delta Investment Management, LLC typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Delta Investment Management, LLC Brokerage Details
$531,721,525
24
1,978
$268,818
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
Dow Barton Work History
Dow has been registered as a financial advisor for 2 years.*
Delta Investment Management, LLC
Northstar Financial & Retirement Planning, LLC
Self-Employed Insurance Agent
Allstate Insurance Company
Secure Investment Managment, LLC
J.D. Mellberg Financial, LLC
Self-Employed Insurance Agent
Assure Source
Windsor Medicare Extra Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Dow Barton to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Delta Investment Management, LLC
San Francisco, CA
Durango, CO
San Francisco, CA
San Francisco, CA
Greenville, SC
Prescott, AZ
San Francisco, CA
Greenville, SC
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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