Frances
Jones

Stifel, Nicolaus & Company, Inc

CRD#6018437
Investment Advisor
in Hartsville, SC

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About this Advisor

Frances Jones is a financial advisor working in Hartsville, South Carolina, who has been in the industry for 10 years. Jones works at Stifel, Nicolaus & Company, Inc. They have spent their complete time as a financial advisor at Stifel, Nicolaus & Company, Inc. Jones maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to work in North Carolina, South Carolina and Texas. Stifel, Nicolaus & Company, Inc is a financial advisory business based in Hartsville, South Carolina. It has offices in 434 locations and a total of 6,384 financial advisors. It administers $149 billion in assets under management among its 316,625 accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm serves 1,274 charities and foundations. Of its 316,625 accounts, 27% belong to high-net-worth individuals who have at least $1 million in assets available to invest. Stifel, Nicolaus & Company, Inc performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors usually depend on which services the firm provides the client. Fees charged by Stifel, Nicolaus & Company, Inc likely include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

242 West Carolina Avenue
Hartsville, SC 29550

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$148,561,390,277

SC Average: $11,469,110,461
Total Number of Employees

6,384

SC Average: 458
Total Number of Accounts

316,625

SC Average: 33,415
Average Account Size

$469,203

SC Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Frances Jones Work History

Frances has 10 years of experience.

2012 - Present (10 years)

Stifel, Nicolaus & Company, Inc

Disclosures

Frances Jones has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Michael Todd
Lincoln, NE
Beau Bryant
Wenatchee, WA
Aron Ewen
Honolulu, HI
Cindy Bergin
Paso Robles, CA
Michael Landau
Ketchum, ID
Jack Nicholl
Saint Louis, MO
Elliot Treece
Paducah, KY

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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