James
Carroll

Ballast Rock Private Wealth

CRD#1186198
Investment Advisor
in Charleston, SC

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

James Carroll is a financial advisor based in Charleston, South Carolina, working with Ballast Rock Private Wealth. James has previously held positions at Longurn Capital Management, Toroso Investments, LLC, and Ballast Rock Private Wealth. James has passed the Series 65 and Series 63 regulatory exams and is registered to provide services in South Carolina. Currently, James is part of Ballast Rock Private Wealth, which operates out of Charleston, South Carolina. The firm has 10 employees and manages assets totaling $170.6 million. The firm serves a variety of clients, including high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, and pension consulting services. The fee structure at Ballast Rock Private Wealth includes asset-based and commission-based fees.

Certifications and Registrations

Series 65, Series 63

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services

Fee Structure

Percentage of Assets, Commissions

Office Location

460 King Street Suite 200
Charleston, SC 29403

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Ballast Rock Private Wealth Brokerage Details

Total Assets Under Management

$170,558,268

SC Average: $646,059,043
Total Number of Employees

10

SC Average: 13
Total Number of Accounts

407

SC Average: 661
Average Account Size

$419,062

SC Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services

James Carroll Work History

2023 - Present (1 year)

Ballast Rock Private Wealth

2019 - 2023 (4 years)

Toroso Investments, LLC

2003 - 2019 (16 years)

Longurn Capital Management

Disclosures

Please visit the SEC profile of James Carroll to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Ballast Rock Private Wealth

Jason Thonssen
Kirkland, WA
Andrew Mescon
Charleston, SC
James Carroll
Charleston, SC
Christian Salomone
Charleston, SC

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started