James
Carroll
Ballast Rock Private Wealth
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About this Advisor
James Carroll is a financial advisor based in Charleston, South Carolina, working with Ballast Rock Private Wealth. James has previously held positions at Longurn Capital Management, Toroso Investments, LLC, and Ballast Rock Private Wealth. James has passed the Series 65 and Series 63 regulatory exams and is registered to provide services in South Carolina. Currently, James is part of Ballast Rock Private Wealth, which operates out of Charleston, South Carolina. The firm has 10 employees and manages assets totaling $170.6 million. The firm serves a variety of clients, including high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, and pension consulting services. The fee structure at Ballast Rock Private Wealth includes asset-based and commission-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Ballast Rock Private Wealth Brokerage Details
$170,558,268
10
407
$419,062
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
James Carroll Work History
Ballast Rock Private Wealth
Toroso Investments, LLC
Longurn Capital Management
Disclosures
Please visit the SEC profile of James Carroll to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Ballast Rock Private Wealth
Kirkland, WA
Charleston, SC
Charleston, SC
Charleston, SC
The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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