Richard
Humphreys

Novus Advisors

CRD#3179578
Investment Advisor
in Greenville, SC

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About this Advisor

Richard Humphreys is a financial advisor operating out of Greenville, South Carolina with a total of 6 years of industry experience. Humphreys is currently employed by Novus Advisors. Over the course of their career, Humphreys has held roles at Novus Advisors, Charles Schwab & Co., Inc and Charles Schwab Bank. Humphreys holds Series 63 and Series 66 licenses, which qualify them as a securities representative, and is approved to operate in South Carolina. Novus Advisors is an advisory business that has its headquarters in Greenville, SC. The firm has offices in three locations and a total of seven people on staff. It administers $175 million in assets across its 498 customer accounts, making it one of the mid-sized firms in the United States by assets under management. Of its 498 customer accounts, 21% are associated with high-net-worth individuals who have greater than $1 million in assets available to invest. The business performs a set of services, such as portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. Financial management fees largely vary depending on the type of financial services offered. However, fee types billed by Novus Advisors typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

6 years

Services Offered

Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

607 Pendleton Street Suite 101-B
Greenville, SC 29601

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Novus Advisors Brokerage Details

Total Assets Under Management

$174,682,381

SC Average: $646,059,043
Total Number of Employees

7

SC Average: 13
Total Number of Accounts

498

SC Average: 661
Average Account Size

$350,768

SC Average: $977,396

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers

Richard Humphreys Work History

Richard has been registered as a financial advisor for 6 years.*

2017 - Present (7 years)

Novus Advisors

2005 - 2017 (12 years)

Charles Schwab Bank

1999 - 2017 (18 years)

Charles Schwab & Co., Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Richard Humphreys to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Novus Advisors

Christopher Connelly
Greenville, SC
Valentina Dibbi
Greenville, SC
Jennifer Belshe
Greenville, SC
Richard Humphreys
Greenville, SC
Denis Knapschaefer
North Myrtle Beach, SC
John Riggs
Longwood, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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