Richard
Humphreys

Novus Advisors

CRD#3179578
Investment Advisor
in Greenville, SC

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About this Advisor

Richard Humphreys is a financial advisor based in Greenville, South Carolina, working with Novus Advisors. Richard has previously held positions at Novus Advisors, Charles Schwab & Co., Inc, and Charles Schwab Bank. Richard has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in South Carolina. Currently, Richard is part of Novus Advisors, which operates out of Greenville, South Carolina. The firm has 3 offices and 7 employees. The firm manages assets totaling $211.8 million and serves high-net-worth clients. The services offered by the firm include portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. The fee structure at Novus Advisors includes asset-based fees.

Certifications and Registrations

Series 63, Series 66

Services Offered

Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

607 Pendleton Street Suite 101-B
Greenville, SC 29601

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Novus Advisors Brokerage Details

Total Assets Under Management

$211,796,328

SC Average: $646,059,043
Total Number of Employees

7

SC Average: 13
Total Number of Accounts

559

SC Average: 661
Average Account Size

$378,884

SC Average: $977,396

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers

Richard Humphreys Work History

2017 - Present (7 years)

Novus Advisors

2005 - 2017 (12 years)

Charles Schwab Bank

1999 - 2017 (18 years)

Charles Schwab & Co., Inc

Disclosures

Please visit the SEC profile of Richard Humphreys to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Novus Advisors

Jennifer Belshe
Greenville, SC
Christopher Connelly
Greenville, SC
Richard Humphreys
Greenville, SC
John Riggs
Longwood, FL
Denis Knapschaefer
North Myrtle Beach, SC

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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