Sarah
Gray

A.G.P. / Alliance Global Partners

CRD#4345891
Investment Advisor
in Seneca, SC

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Sarah Gray is a financial advisor based in Seneca, South Carolina. Gray currently works for A.G.P. / Alliance Global Partners. Gray has gained experience at Capital Investment Group, Inc, Capital Investment Advisory Services, LLC, Ing Financial Partners, Inc, Voya Financial Advisors, Flynn Insurance Group LLC, Summit Brokerage Services, Summit Financial Group, Center Street Securities, Inc and Alliance Global Partners. Gray maintains Series 63 and Series 66 licenses, designating them as a securities representative, and is approved to operate in Florida, North Carolina and South Carolina. A.G.P. / Alliance Global Partners is a registered investment company that has its headquarters in Westport, CT. The firm has offices in 11 locations and a total of 267 advisors. It has $1 billion in assets under management across its 5,102 client accounts, making it one of the bigger firms in the United States by assets under management. The firm advises two charitable organizations. Of its 5,102 customer accounts, just 5% are held by high-net-worth investors who have greater than $1 million in assets available to invest. A.G.P. / Alliance Global Partners offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Financial advisory fees typically depend on which services are offered. Fee types charged by A.G.P. / Alliance Global Partners typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

less than 1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

809 E North First Street
Seneca, SC 29678

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

A.G.P. / Alliance Global Partners Brokerage Details

Total Assets Under Management

$1,247,803,386

SC Average: $5,297,377,271
Total Number of Employees

267

SC Average: 35
Total Number of Accounts

5,102

SC Average: 690
Average Account Size

$244,571

SC Average: $7,677,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Sarah Gray Work History

Sarah has been registered as a financial advisor for 0 years.*

2023 - Present (1 year)

Alliance Global Partners

2017 - 2022 (5 years)

Center Street Securities, Inc

2015 - 2016 (1 year)

Summit Brokerage Services

2015 - 2016 (1 year)

Summit Financial Group

2014 - 2014 (< 1 year)

Voya Financial Advisors

2013 - 2014 (1 year)

Ing Financial Partners, Inc

2012 - 2014 (2 years)

Flynn Insurance Group LLC

2011 - 2013 (2 years)

Capital Investment Group, Inc

2011 - 2013 (2 years)

Capital Investment Advisory Services, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Sarah Gray to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at A.G.P / Alliance Global Partners

Jonathan Mendiola
Newport Beach, CA
Kyle Jones
Boca Raton, FL
Vishal Chotai
Miami, FL
Jean Pier Suarez
Westport, CT
Moss Plaine
New York, NY
Marti Latour
Boca Raton, FL
Samuel Scheller
New York, NY
Seth Michaels
Boca Raton, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started