Steven
Morris
Prospera Financial Services, Inc
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About this Advisor
Steven Morris is a financial advisor who works in Mt. Pleasant, South Carolina with 3 years of industry experience. Morris is currently employed by Prospera Financial Services, Inc. They have spent all of their time as a financial advisor at Prospera Financial Services, Inc. Morris holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can work in South Carolina. Prospera Financial Services, Inc is a company that has its headquarters in Dallas, TX. The company has offices in 105 locations and a total of 242 advisors. It oversees $6 billion in assets between its 18,852 customer accounts, making it one of the biggest firms in the country by assets under management. The firm serves 76 charitable organizations. Of its 18,852 client accounts, 34% belong to high-net-worth clients who have greater than $1 million in assets available to invest. Prospera Financial Services, Inc performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. A financial advisor's fees typically are based on the services offered. Fees billed by Prospera Financial Services, Inc likely consist of asset-based, hourly, fixed, commission-based, performance-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Prospera Financial Services, Inc Brokerage Details
$5,921,456,412
242
18,852
$314,102
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Steven Morris Work History
Steven has been registered as a financial advisor for 3 years.*
Prospera Financial Services
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Steven Morris to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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