Travis
Smith
Delta Investment Management, LLC
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About this Advisor
Travis Smith is a personal financial specialist who works out of Greenville, South Carolina, with a total of 1 year of industry experience. Smith is an employee of Delta Investment Management, LLC. Throughout their career, they have worked at J.W. Cole Financial, Inc, Jonathan Roberts Advisory Group, Inc, Ernst & Young, Llp, Dixon Hughes Goodman, Llp, Northstar Financial & Retirement Planning Services, Northstar Cpa Firm, Retirement Wealth Advisors, Delta Investment Management, LLC, Northstar Financial & Retirement Planning, LLC, Davis & Floyd and Brookstone Capital Management LLC. Smith has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is able to serve investors in South Carolina. Delta Investment Management, LLC is an advisory company headquartered in San Francisco, CA. It has offices in 10 locations and a total of 24 people on staff. It controls $532 million in total assets between its 1,978 customer accounts, placing it among the bigger firms in the nation by assets under management. Of its 1,978 customer accounts, just 9% are associated with high-net-worth investors who have greater than $1 million in assets. The company provides a set of services, such as financial planning services and portfolio management for individuals and small businesses. A financial advisor's fee schedules usually depend on which services the firm provides the client. However, fee types billed by Delta Investment Management, LLC typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Delta Investment Management, LLC Brokerage Details
$531,721,525
24
1,978
$268,818
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
Travis Smith Work History
Travis has been registered as a financial advisor for 1 years.*
Delta Investment Management, LLC
Northstar Financial & Retirement Planning, LLC
Northstar Cpa Firm
Retirement Wealth Advisors
Davis & Floyd
Northstar Financial & Retirement Planning Services
Brookstone Capital Management LLC
Dixon Hughes Goodman, Llp
Ernst & Young, Llp
J.W. Cole Financial, Inc
Jonathan Roberts Advisory Group, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Travis Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Delta Investment Management, LLC
San Francisco, CA
Durango, CO
San Francisco, CA
Prescott, AZ
San Francisco, CA
Greenville, SC
San Francisco, CA
Greenville, SC
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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