Ann
Cagle

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#1015343
Investment Advisor
in Knoxville, TN

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About this Advisor

Ann Cagle is a financial advisor based in Knoxville, Tennessee, working with Merrill Lynch, Pierce, Fenner & Smith Inc. Ann has previously held positions at Bank Of America, N.A and Merrill Lynch, Pierce, Fenner & Smith Inc. Ann has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Tennessee and Texas. Currently, Ann is part of Merrill Lynch, Pierce, Fenner & Smith Inc, which operates out of Knoxville, Tennessee. The firm has 3,542 offices and 34,934 employees. The firm manages assets totaling $1.3 trillion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Merrill Lynch, Pierce, Fenner & Smith Inc includes asset-based, fixed, and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

800 S Gay St
Knoxville, TN 37929

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,271,593,679,276

TN Average: $7,464,549,021
Total Number of Employees

34,934

TN Average: 88
Total Number of Accounts

2,911,578

TN Average: 3,892
Average Account Size

$436,737

TN Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Ann Cagle Work History

2019 - Present (5 years)

Bank Of America, N.A

2005 - Present (19 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

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Disclosures

Please visit the SEC profile of Ann Cagle to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

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Scottsdale, AZ
Khalif Dean
Durham, NC
Candelario Topete
Oxnard, CA
Anthony Holdaway
Myrtle Beach, SC
Edgar Delgado Garza
Austin, TX
Jean Marie Foreman
New York, NY
Chelsea Dwyer
Portland, OR
Carolina Sandez
Chandler, AZ

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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